# Baseline Limitations — 21 July 2026

Status: `PRE-DRAFT DISCLOSURE / REQUIRED IN ANY PUBLIC VERSION`

## Purpose

This document states what the current Problem Frontier baseline does not
measure, where its classifications can still change and which limitations
alter the central thesis rather than merely adding caveats.

The baseline is a valid record of a narrow evidence state. It is not a census
of AI mathematics or a time series of the global mathematical frontier.

## 1. Scope limitation

The strict-core count comes entirely from one AlphaProof Nexus experiment on
formalized Erdős problems. It does not cover all mathematical fields, all AI
systems, all research-level formal proofs or all human–AI collaborations.

Impact: high. Results cannot be generalized to “AI” or “mathematics” without
explicitly naming the experiment and cohort.

Required wording: “eight retained resolutions among 353 attempted formalized
Erdős records in the AlphaProof Nexus experiment.”

## 2. Cohort-selection limitation

The 353 attempted problems were selected from questions already available in a
formal setting and suitable for the system's workflow. Formalizability,
available libraries, statement length and researcher selection may correlate
with tractability.

Impact: high. The observed yield may not transfer to less structured,
literature-heavy or concept-forming research.

## 3. Frozen baseline versus corrected working data

`PFT-2026-07-20` contains the original nine-row seed and reproduces from its
own immutable inputs. The current event table contains an audit correction that
excludes Erdős 846, leaving eight strict-core rows.

Impact: high for provenance. Rewriting the frozen snapshot would hide the
correction; treating the working table as a second temporal observation would
manufacture a trend point.

Treatment: publish both states and label the difference as a reclassification.
Carry it into the next accepted snapshot's change log.

## 4. Observation-window limitation

The corrected public dates place retained events in only two adjacent quarters
of 2026. They are clustered releases from one program, not repeated
measurements under stable conditions.

Impact: fatal to current acceleration claims. Constant, linear, exponential
and step-change models cannot be meaningfully compared.

## 5. Publication-date limitation

The event date is the first located public proof or result artifact, not
necessarily the model's private discovery date, completion date or validation
date. Public release can be delayed or batched.

Impact: high for quarterly rates. The apparent Q1-to-Q2 increase may reflect
disclosure timing.

Treatment: call the field `first_public_observation_date` in interpretation,
even where the main event table retains the shorter `event_date` label.

## 6. Numerator limitation

The Erdős numerator is individually auditable. The OEIS numerator is not. The
paper reports 44 successes among 492 attempted mappings, while the public
result repository exposes 38 Lean target files representing 37 unique OEIS
sequence IDs.

Impact: critical. `44/492` remains an author claim and is excluded from the
audited event curve.

Treatment: do not infer the six absent records or choose between file count and
sequence count without the authors' rule.

## 7. Living-registry limitation

The Erdős Problems database changes over time and contains several distinct
non-settled status classes. The supplied count of 627 completely open records
is stale against the pinned revision's 610; the supplied open-like total of
670 does not match the closest explicit component sum of 663.

Impact: high. A living registry cannot serve as a fixed depletion denominator
without a pinned revision and stable status definition.

## 8. Formal Conjectures membership limitation

The Formal Conjectures paper reports 1,029 open research statements. A
problem-level table frozen at the matching paper revision has not yet been
built. The current repository is an evolving object and cannot substitute for
that paper cohort.

Impact: high. The largest apparent fixed stock is not yet available for
problem-level longitudinal analysis.

## 9. Statement-fidelity limitation

Formal verification proves the encoded target. Historical questions may be
ambiguous, composite or dependent on conventions not visible in the theorem
header.

The audit found:

- a corrected density interpretation for 125;
- natural-, upper- and lower-density separation for 741(i);
- a named difference variant rather than all of problem 138;
- a weak-density variant with unresolved attribution under problem 26; and
- a zero-padding convention needed to read 741(ii) faithfully.

Impact: critical. Unchecked statement drift can convert a valid formal proof
into a false frontier count.

## 10. Novelty and literature-priority limitation

The audit used original sources, curated registry history, public discussion
and known independent responses. It was not a systematic search of every
relevant journal, monograph, language and equivalent theorem family for all
retained rows.

Erdős 846 demonstrates the risk: a prior theorem implied the result even
though the registry still treated the problem as open.

Impact: critical. The eight-row core may shrink under further literature
review.

Treatment: retain provisional novelty wording for rows without a broad
priority audit.

## 11. Mechanical-verification limitation

The official repositories' CI results verify the released Lean project at
pinned commits. The audit environment does not have Lean's `lake` tool, so the
proofs were not rebuilt locally from a clean toolchain.

Impact: moderate. Official CI is strong mechanical evidence, but it is not an
independent reproducibility environment.

Treatment: disclose the official-CI boundary and preserve exact artifact
hashes.

## 12. Prose-proof limitation

Natural-language PDFs are not guaranteed to be literal explanations of the
released Lean artifacts. Some use different constructions; some simplify
constants or domains; 12(ii) overstates a quantifier; 741(ii) omits a small
infinite-colour step; and 846 omits the hardest converse-collinearity case
analysis.

Impact: high for readers and comprehension claims. A correct Lean proof does
not repair an overclaimed prose theorem, and a short PDF cannot automatically
be treated as evidence that humans understand the formal proof.

## 13. Artifact-linkage limitation

The AlphaProof Nexus public material contains at least two direct linkage
problems:

- the 741(i) affirmative upper-density discussion points to the earlier
  negative natural-density Lean file; and
- the 741(ii) paper URL points to the unrelated Erdős 12(ii) file.

Impact: moderate to high. Automated extraction from publication links alone
would misclassify the proof evidence.

Treatment: use the corrected artifact register and keep the defects visible.

## 14. Human-contribution limitation

Public descriptions often say that an agent found the proof after humans
provided the problem or formal statement. Row-level logs generally do not
expose every prompt, retry, lemma hint, selection decision, failed candidate or
editorial intervention.

Impact: high for autonomy claims. `human_problem_ai_solution` is a categorical
description, not a measured percentage of intellectual contribution.

Treatment: state only the minimum contribution boundary supported by public
evidence.

## 15. Independence and duplicate limitation

Independent systems sometimes solved the same problem close together. Those
proofs improve confidence and may show different constructions, but they do not
remove the same problem twice from a fixed frontier.

Impact: moderate. Counting proof events and counting uniquely resolved
problems answer different questions.

Treatment: retain independent proofs as corroborating events or notes while
deduplicating the core problem count.

## 16. Difficulty-measure limitation

Problem age is the only computed proxy resembling difficulty, and one retained
variant has no defensible source year. Age measures persistence, not depth,
importance, abstraction or compute required.

Impact: high. The median known age of 32 years cannot support a claim that
systems are solving progressively harder mathematics.

Treatment: report age descriptively and develop an expert-reviewed difficulty
instrument before trend use.

## 17. Verification-lag limitation

The pack distinguishes first public observation from later discussion, but it
does not yet compute a consistent validation-completion date for every event.
Different rows use official CI, curator acceptance, named expert response or
published exposition.

Impact: moderate. Median verification lag is not currently available.

## 18. Failure-denominator limitation

The attempted Erdős and OEIS lists expose cohort membership, but not comparable
run-level histories: compute spent, timeouts, partial proofs, retries, human
repairs and selection of final artifacts are not public in a consistent form.

Impact: high. Success rate cannot be interpreted as research efficiency or
probability of solving a randomly selected open problem.

## 19. Compute limitation

The workpack has no normalized inference budget, hardware use, wall-clock
search time or cost per attempted problem.

Impact: high for capability-trend claims. More results may reflect more compute
rather than a better algorithm or research method.

## 20. Replenishment limitation

No accepted measure counts newly added problems of comparable depth under the
same registry and time rules. Variants, formalizations and conjectures created
by solutions are not yet classified as replenishment.

Impact: fatal to the claim that resolution is outpacing replenishment.

Treatment: keep the central title as a question and do not calculate a
resolution-to-replenishment ratio.

## 21. Comprehension limitation

The workpack has no operational measure of whether experts can understand,
teach, simplify or conceptually integrate the proofs. PDF length, proof-term
length and omitted details are not sufficient proxies.

Impact: fatal to claims that machine mathematics has already escaped human
understanding.

Treatment: frame comprehension separation as a future scenario until expert
study exists.

## 22. Rejection and correction-rate limitation

The register preserves some corrections and held cases, but it does not contain
a comprehensive denominator of all public or private AI mathematical claims.
The Jacobian candidate remains held rather than accepted or rejected.

Impact: high. A correction rate computed from the current register would be
selection-biased.

## 23. Jacobian-case limitation

The three-dimensional Jacobian counterexample candidate is a trigger for the
project, not a baseline datapoint. Its provenance, exact hypothesis match,
independent expert validation and durable formal status have not passed the
publication gate.

Impact: critical. It must remain outside the core curve and cannot open a
public article as an established resolution.

## 24. Statistical-uncertainty limitation

The metric pipeline reports exact counts from the current classification but
does not calculate confidence intervals. The larger uncertainty is not random
sampling error; it is classification, selection and missing-data uncertainty.

Impact: high. Adding conventional error bars would not solve the central
measurement problem.

Treatment: publish sensitivity classifications and reclassification history
before inferential statistics.

## 25. Source-access and preservation limitation

The audit depends on repositories, arXiv versions, public forum posts and
scanned historical papers. Some sources are living pages; some public evidence
may later move or be corrected.

Impact: moderate. Without immutable refs, hashes and archived copies, later
readers may see a different evidence state.

Treatment: preserve commit hashes, versioned paper IDs, capture receipts and
content hashes. Do not treat access dates alone as preservation.

## Limitations that currently kill the main measured claim

The following are not ordinary caveats. They prevent the current baseline from
supporting an empirical claim of imminent frontier depletion:

1. only eight retained strict-core events;
2. only two adjacent quarters of corrected public dates;
3. one system and one selected experiment cohort;
4. no accepted replenishment measure;
5. no second comparable tracker snapshot;
6. incomplete literature-priority review for retained rows;
7. incomplete failure and compute histories; and
8. an unreconciled OEIS numerator.

## Minimum disclosure block for any methods note

Any public methods note based on this baseline should include language
equivalent to:

> This baseline audits one selected AlphaProof Nexus cohort, not mathematics as
> a whole. Eight of 353 attempted formalized Erdős records currently pass the
> strict full-resolution gate. The count may change under further literature
> review. Public dates span only two adjacent quarters and do not support a
> trend. The reported 44-of-492 OEIS numerator cannot yet be reproduced from
> the 38 public result files. No comparable problem-replenishment series or
> compute-normalized failure history exists.

## Editorial consequence

The limitations do not make the project empty. They change the publishable
finding.

The current result is not that AI is running out of problems. It is that a
credible measurement system must distinguish proof validity, statement
fidelity, novelty, unique-problem counting, publication chronology and moving
denominators—and that applying those distinctions already changed the headline
count.
